Sep 28, 2026 · 1 min read

Before your first factory audit: 7 things to prepare

A factory audit is only as useful as the preparation behind it. Here is the checklist I use before sending anyone to a new supplier in Asia.

Most audit reports that disappoint were weak before the auditor ever arrived. The scope was vague, the product requirements were not shared, or nobody decided what would happen with the findings. A few hours of preparation changes that.

1. Define why you are auditing

Onboarding a new supplier, meeting a retailer’s social-compliance requirement and investigating a quality problem are three different audits. Write one sentence on the goal and choose the audit type from it.

2. Share the product requirements

Send the specification, approved sample photos, critical dimensions and the test standards the product must pass. An auditor who knows what the product needs can judge whether the factory can make it.

3. Ask for documents in advance

  • Business license and export records
  • Process flow and quality control plan
  • Recent test reports and certifications
  • List of key sub-suppliers for materials and components

4. Agree on the scoring and the red lines

Decide beforehand which findings are critical — for example, no incoming inspection, uncalibrated test equipment or subcontracting without approval — and what score is acceptable.

5. Plan the production walk

Ask to see your product, or a similar one, actually running. A clean showroom tells you little; incoming inspection, in-line checks and final packing tell you a lot.

6. Decide how findings become actions

Every finding should end in a corrective action with an owner and a due date, and someone on your side should follow it until it is closed. Without this step, the report becomes a file nobody opens.

7. Keep it in one system

Store the audit, the corrective actions and later inspection results in one place for each supplier. Patterns across audits and shipments are where the real risk shows up.

If you are preparing an audit and want a second pair of eyes on the plan, feel free to get in touch.

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